SEC Form 4 · accession 0001209191-15-043272
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Seguin
Officer — Executive Vice President
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 1,031 | $13.11 | A | 43,877 | D | |
| Common Stock | May 14, 2015 | M | 962 | $13.73 | A | 44,839 | D | |
| Common Stock | May 14, 2015 | M | 312 | $9.26 | A | 45,151 | D | |
| Common StockF1,F2 | May 14, 2015 | S | 1,031 | $26.819 | D | 44,120 | D | |
| Common StockF1,F3 | May 14, 2015 | S | 962 | $26.828 | D | 43,158 | D | |
| Common StockF1 | May 14, 2015 | S | 312 | $26.645 | D | 42,846 | D | |
| Common StockF1,F4 | May 14, 2015 | S | 809 | $26.648 | D | 42,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF5 | $13.11 | May 14, 2015 | M | 1,031 | D | — | Mar 8, 2021 | Common Stock | 1,031 | 3 | D |
| Stock Option - right to buyF6 | $13.73 | May 14, 2015 | M | 962 | D | — | Mar 6, 2022 | Common Stock | 962 | 8,256 | D |
| Stock Option - right to buyF7 | $9.26 | May 14, 2015 | M | 312 | D | — | Mar 10, 2020 | Common Stock | 312 | 11 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $26.750 - $26.880. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $26.760 - $26.880. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $26.645 - $26.673. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
- F6The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.
- F7The reporting person was granted an option to purchase these shares on 3/10/2010. 25% of this option vested on 3/10/2011, with the remaining portion vesting quarterly over the following three years.