SEC Form 4 · accession 0001209191-15-035199
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet M Dunlap
Officer — General Counsel and Secretary
Period of report
Apr 20, 2015
Accepted (ET)
Apr 20, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2015 | M | 1,125 | $13.11 | A | 63,713 | D | |
| Common Stock | Apr 20, 2015 | M | 3,275 | $15.11 | A | 66,988 | D | |
| Common StockF1,F2 | Apr 20, 2015 | S | 4,400 | $32.836 | D | 62,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF3 | $13.11 | Apr 20, 2015 | M | 1,125 | D | — | Mar 8, 2021 | Common Stock | 1,125 | 0 | D |
| Stock Option - right to buyF4 | $15.11 | Apr 20, 2015 | M | 3,275 | D | — | Mar 31, 2018 | Common Stock | 3,275 | 10,225 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $32.51 - $33.01. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
- F4The reporting person was granted an option to purchase these shares on 3/31/2008. 25% of this option vested on 3/31/2009, with the remaining portion vesting quarterly over the following three years.