SEC Form 4/A · accession 0001209191-15-034569
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John L Seguin
Officer — Executive Vice President
Period of report
Jan 14, 2015
Accepted (ET)
Apr 16, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | M | 312 | $9.26 | A | 29,667 | D | |
| Common Stock | Jan 14, 2015 | M | 962 | $13.73 | A | 30,692 | D | |
| Common Stock | Jan 14, 2015 | M | 1,031 | $13.11 | A | 31,660 | D | |
| Common StockF1 | Jan 14, 2015 | S | 312 | $28.00 | D | 31,348 | D | |
| Common StockF2,F3 | Jan 14, 2015 | S | 962 | $27.932 | D | 30,386 | D | |
| Common StockF2,F4 | Jan 14, 2015 | S | 1,031 | $27.917 | D | 29,355 | D | |
| Common StockF2,F4 | Jan 14, 2015 | S | 1,069 | $27.932 | D | 28,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF5 | $9.26 | Jan 14, 2015 | M | 312 | D | — | Mar 10, 2020 | Common Stock | 312 | 1,259 | D |
| Stock Option - right to buyF6 | $13.73 | Jan 14, 2015 | M | 962 | D | — | Mar 6, 2022 | Common Stock | 962 | 12,104 | D |
| Stock Option - right to buyF7 | $13.11 | Jan 14, 2015 | M | 1,031 | D | — | Mar 8, 2021 | Common Stock | 1,031 | 4,127 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2Sale made pursuant to the terms of a 10b5-1 trading plan.
- F3The range of prices for the transactions reported on this line were $27.88 - $28.18. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $27.86 - $27.95. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The reporting person was granted an option to purchase these shares on 3/10/2010. 25% of this option vested on 3/10/2011, with the remaining portion vesting quarterly over the following three years.
- F6The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.
- F7The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
Remarks
Updated Table II, Column 9 after subtracting an incorrect amount of shares from a stock option.