SEC Form 4 · accession 0001209191-15-033969
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Shaw
Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 14, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2015 | M | 10,000 | $15.11 | A | 157,899 | D | |
| Common StockF1,F2 | Apr 13, 2015 | S | 10,000 | $32.67 | D | 147,899 | D | |
| Common StockF1,F3 | Apr 13, 2015 | S | 15,000 | $32.668 | D | 132,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $15.11 | Apr 13, 2015 | M | 10,000 | D | — | Mar 31, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $32.35 - $33.39. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $32.35 - $33.42. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The reporting person was granted an option to purchase these shares on 3/31/2008. 25% of this option vested on 3/31/2009, with the remaining portion vesting quarterly over the following three years.