SEC Form 4/A · accession 0001209191-15-028550
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott E Landers
Officer — Sr VP, CFO, Treas., Asst. Sec.
Period of report
Feb 9, 2015
Accepted (ET)
Mar 23, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 5,000 | $13.73 | A | 62,782 | D | |
| Common Stock | Feb 9, 2015 | M | 3,125 | $13.11 | A | 65,907 | D | |
| Common Stock | Feb 9, 2015 | M | 6,875 | $13.73 | A | 72,782 | D | |
| Common StockF1,F2 | Feb 9, 2015 | S | 5,000 | $30.508 | D | 67,782 | D | |
| Common StockF1,F3 | Feb 9, 2015 | S | 3,125 | $30.693 | D | 64,657 | D | |
| Common StockF1,F3 | Feb 9, 2015 | S | 6,875 | $30.693 | D | 57,782 | D | |
| Common StockF1,F4 | Feb 9, 2015 | S | 524 | $30.724 | D | 57,258 | D | |
| Common StockF1,F4 | Feb 9, 2015 | S | 476 | $30.724 | D | 56,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF5 | $13.73 | Feb 9, 2015 | M | 5,000 | D | — | Mar 6, 2022 | Common Stock | 5,000 | 25,000 | D |
| Stock Option - right to buyF6 | $13.11 | Feb 9, 2015 | M | 3,125 | D | — | Mar 8, 2021 | Common Stock | 3,125 | 1,875 | D |
| Stock Option - right to buyF5 | $13.73 | Feb 9, 2015 | M | 6,875 | D | — | Mar 6, 2022 | Common Stock | 6,875 | 18,125 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $30.5 - $30.52. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $30.53 - $30.8. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $30.7 - $30.76. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.
- F6The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
Remarks
Updated Table II, Column 9 after subtracting an incorrect amount of shares from a stock option.