SEC Form 4 · accession 0001209191-15-026969
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Seguin
Officer — Executive Vice President
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 1,031 | $21.98 | A | 46,015 | D | |
| Common Stock | Mar 16, 2015 | M | 1,031 | $13.11 | A | 47,046 | D | |
| Common Stock | Mar 16, 2015 | M | 312 | $9.26 | A | 47,358 | D | |
| Common Stock | Mar 16, 2015 | M | 962 | $13.73 | A | 48,320 | D | |
| Common StockF1,F2 | Mar 16, 2015 | S | 1,031 | $32.995 | D | 47,289 | D | |
| Common StockF1,F3 | Mar 16, 2015 | S | 1,031 | $32.999 | D | 46,258 | D | |
| Common StockF1,F4 | Mar 16, 2015 | S | 312 | $32.024 | D | 45,946 | D | |
| Common StockF1,F5 | Mar 16, 2015 | S | 962 | $32.998 | D | 44,984 | D | |
| Common StockF1,F6 | Mar 16, 2015 | S | 1,069 | $33.002 | D | 43,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF7 | $21.98 | Mar 16, 2015 | M | 1,031 | D | — | Mar 6, 2023 | Common Stock | 1,031 | 22,690 | D |
| Stock Option - right to buyF8 | $13.11 | Mar 16, 2015 | M | 1,031 | D | — | Mar 8, 2021 | Common Stock | 1,031 | 2,065 | D |
| Stock Option - right to buyF9 | $9.26 | Mar 16, 2015 | M | 312 | D | — | Mar 10, 2020 | Common Stock | 312 | 635 | D |
| Stock Option - right to buyF10 | $13.73 | Mar 16, 2015 | M | 962 | D | — | Mar 6, 2022 | Common Stock | 962 | 10,180 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F10The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.
- F2The range of prices for the transactions reported on this line were $32.89 - $33.27. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $32.87 - $33.27. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $33.00 - $33.075. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The range of prices for the transactions reported on this line were $32.92 - $33.07. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F6The range of prices for the transactions reported on this line were $32.92 - $33.27. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F7The reporting person was granted an option to purchase these shares on 3/6/2013. 25% of this option vested on 3/6/2014, with the remaining portion vesting quarterly over the following three years.
- F8The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
- F9The reporting person was granted an option to purchase these shares on 3/10/2010. 25% of this option vested on 3/10/2011, with the remaining portion vesting quarterly over the following three years.