SEC Form 4 · accession 0001209191-15-015249
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John L Seguin
Officer — Executive Vice President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 312 | $9.26 | A | 28,598 | D | |
| Common Stock | Feb 17, 2015 | M | 962 | $13.73 | A | 29,560 | D | |
| Common Stock | Feb 17, 2015 | M | 1,031 | $21.98 | A | 30,591 | D | |
| Common Stock | Feb 17, 2015 | M | 1,031 | $13.11 | A | 31,622 | D | |
| Common StockF1,F2 | Feb 17, 2015 | S | 312 | $31.883 | D | 31,310 | D | |
| Common StockF1,F3 | Feb 17, 2015 | S | 962 | $31.867 | D | 30,348 | D | |
| Common StockF1,F3 | Feb 17, 2015 | S | 1,031 | $31.872 | D | 29,317 | D | |
| Common StockF1,F2 | Feb 17, 2015 | S | 1,031 | $31.87 | D | 28,286 | D | |
| Common StockF1,F4 | Feb 17, 2015 | S | 1,069 | $31.86 | D | 27,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF5 | $9.26 | Feb 17, 2015 | M | 312 | D | — | Mar 10, 2020 | Common Stock | 312 | 839 | D |
| Stock Option - right to buyF6 | $13.73 | Feb 17, 2015 | M | 962 | D | — | Mar 6, 2022 | Common Stock | 962 | 10,584 | D |
| Stock Option - right to buyF6 | $21.98 | Feb 17, 2015 | M | 1,031 | D | — | Mar 6, 2023 | Common Stock | 1,031 | 22,971 | D |
| Stock Option - right to buyF7 | $13.11 | Feb 17, 2015 | M | 1,031 | D | — | Mar 8, 2021 | Common Stock | 1,031 | 2,374 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $31.805 - $32.02. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $31.83 - $32.02. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $31.78 - $32.02. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The reporting person was granted an option to purchase these shares on 3/10/2010. 25% of this option vested on 3/10/2011, with the remaining portion vesting quarterly over the following three years.
- F6The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.
- F7The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.