SEC Form 4 · accession 0001209191-15-005432
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet M Dunlap
Officer — General Counsel and Secretary
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 1,775 | $13.11 | A | 48,703 | D | |
| Common Stock | Jan 20, 2015 | M | 1,450 | $13.73 | A | 50,153 | D | |
| Common StockF1,F2 | Jan 20, 2015 | S | 1,775 | $27.715 | D | 48,378 | D | |
| Common StockF1,F2 | Jan 20, 2015 | S | 1,450 | $27.715 | D | 46,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF3 | $13.11 | Jan 20, 2015 | M | 1,775 | D | — | Mar 8, 2021 | Common Stock | 1,775 | 1,125 | D |
| Stock Option - right to buyF4 | $13.73 | Jan 20, 2015 | M | 1,450 | D | — | Mar 6, 2022 | Common Stock | 1,450 | 16,550 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $27.56 - $28.01. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The reporting person was granted an option to purchase these shares on 3/8/2011. 25% of this option vested on 3/8/2012, with the remaining portion vesting quarterly over the following three years.
- F4The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.