SEC Form 3 · accession 0001209191-15-078124
DNIB UNWIND, INC. · BIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Troiano
Officer — SENIOR VICE PRESIDENT
Period of report
Oct 26, 2015
Accepted (ET)
Nov 3, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $1.21 | holding | — | — | — | — | May 4, 2019 | Common Stock | 2,226 | — | D |
| Employee Stock Option (Right to Buy)F3 | $1.21 | holding | — | — | — | — | Feb 18, 2020 | Common Stock | 1,526 | — | D |
| Employee Stock Option (Right to Buy)F4 | $1.63 | holding | — | — | — | — | Apr 25, 2021 | Common Stock | 6,488 | — | D |
| Employee Stock Option (Right to Buy)F5 | $2.52 | holding | — | — | — | — | Apr 23, 2022 | Common Stock | 3,005 | — | D |
| Employee Stock Option (Right to Buy)F6 | $2.78 | holding | — | — | — | — | Apr 22, 2023 | Common Stock | 2,522 | — | D |
| Employee Stock Option (Right to Buy)F7 | $13.58 | holding | — | — | — | — | Mar 2, 2024 | Common Stock | 8,710 | — | D |
| Employee Stock Option (Right to Buy)F8 | $5.96 | holding | — | — | — | — | Mar 5, 2025 | Common Stock | 13,000 | — | D |
Explanation of responses
- F1Beginning on May 5, 2009, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F2The number of shares underlying the stock option granted to the Reporting Person was 3,816. The Reporting Person has exercised his option to purchase 1,590 of such shares.
- F3Beginning on February 19, 2010, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F4Beginning on April 26, 2011, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F5Beginning on April 24, 2012, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F6Beginning on April 26, 2013, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F7Beginning on March 3, 2014, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
- F8Beginning on March 6, 2015, the option vests 25% after one year and in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney