SEC Form 4 · accession 0001225208-19-005077
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence R Curtin
Officer — Chief Exec. Officer & Director · Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Mar 9, 2019 | M | 574 | $0.00 | A | 85,133 | D | |
| Common Shares | Mar 9, 2019 | F | 164 | $80.69 | D | 84,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Mar 8, 2019 | A | 3 | A | — | — | Common Shares | 3 | 574 | D |
| Restricted Stock UnitsF2,F1,F5 | $0.00 | Mar 9, 2019 | M | 574 | D | — | — | Common Shares | 574 | 0 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Conversion is 1-for-1.
- F4Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.
- F5Date Exercisable: March 9, 2019