SEC Form 4 · accession 0001225208-18-001856
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence R Curtin
Officer — Chief Exec. Officer & Director · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 29, 2018 | M | 142,450 | $34.49 | A | 200,258 | D | |
| Common SharesF1 | Jan 29, 2018 | S | 25,382 | $104.6669 | D | 174,876 | D | |
| Common SharesF2 | Jan 29, 2018 | S | 117,068 | $104.1513 | D | 57,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $34.49 | Jan 29, 2018 | M | 142,450 | D | — | Nov 14, 2021 | Common Shares | 142,450 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on January 29, 2018. The range of prices for the transaction is from $104.605 to $104.79 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The reported price is the weighted average price for the transactions on January 29, 2018. The range of prices for the transaction is from $103.60 to $104.595 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.