SEC Form 4 · accession 0001225208-17-018649
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Dec 12, 2017 | M | 78,225 | $0.00 | A | 214,561 | D | |
| Common Shares | Dec 12, 2017 | F | 36,056 | $95.4825 | D | 178,505 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | by charitable remainder trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF4,F3 | $0.00 | Dec 12, 2017 | A | 34,862 | A | — | — | Common Shares | 34,862 | 78,225 | D |
| Performance Stock UnitsF2,F1,F5 | $0.00 | Dec 12, 2017 | M | 78,225 | D | — | — | Common Shares | 78,225 | 0 | D |
Explanation of responses
- F1Settlement of performance stock units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not applicable
- F3Conversion is 1-for-1
- F4Includes 29,852 performance stock units issued and an additional 5,010 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 12, 2017, the certification date for the performance results for the third year of the performance cycle.
- F5Date exercisable: December 12, 2017