SEC Form 4 · accession 0001225208-17-017594
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ott
Officer — Sr VP & Corporate Controller
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 21, 2017 | M | 20,000 | $34.49 | A | 31,390 | D | |
| Common SharesF1 | Nov 21, 2017 | S | 20,000 | $95.7763 | D | 11,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $34.49 | Nov 21, 2017 | M | 20,000 | D | — | Nov 14, 2021 | Common Shares | 20,000 | 10,700 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 21, 2017. The range of prices for the transaction is from $95.65 to $96.155 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.