SEC Form 4 · accession 0001225208-17-017032
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O'Toole
Officer — President, Communications Sol.
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 6, 2017 | M | 21,950 | $61.50 | A | 21,950 | D | |
| Common Shares | Nov 6, 2017 | M | 12,587 | $65.95 | A | 34,537 | D | |
| Common Shares | Nov 6, 2017 | M | 11,425 | $51.61 | A | 45,962 | D | |
| Common SharesF1 | Nov 6, 2017 | S | 45,962 | $93.1334 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $65.95 | Nov 6, 2017 | M | 12,587 | D | — | Nov 9, 2025 | Common Shares | 12,587 | 37,763 | D |
| Stock Option (Right to Buy)F3 | $61.50 | Nov 6, 2017 | M | 21,950 | D | — | Nov 10, 2024 | Common Shares | 21,950 | 21,950 | D |
| Stock Option (Right to Buy)F4 | $51.61 | Nov 6, 2017 | M | 11,425 | D | — | Nov 14, 2023 | Common Shares | 11,425 | 11,425 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 6, 2017. The range of prices for the transaction is from $93.06 to $93.26 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.