SEC Form 4 · accession 0001225208-17-014500
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 10:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 9, 2017 | G | 20,000 | $0.00 | D | 298,851 | D | |
| Common Shares | Sep 1, 2017 | M | 186,033 | $34.49 | A | 484,884 | D | |
| Common SharesF2 | Sep 1, 2017 | S | 186,033 | $79.2878 | D | 298,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $34.49 | Sep 1, 2017 | M | 186,033 | D | — | Nov 14, 2021 | Common Shares | 186,033 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.
- F2The reported price is the weighted average price for the transactions on September 1, 2017. The range of prices for the transaction is from $78.8350 to $79.77 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.