SEC Form 4 · accession 0001225208-17-013207
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Merkt
Officer — President, Transportation Sol.
Period of report
Aug 2, 2017
Accepted (ET)
Aug 3, 2017 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 2, 2017 | M | 58,950 | $34.05 | A | 73,815 | D | |
| Common Shares | Aug 2, 2017 | M | 38,850 | $51.61 | A | 112,665 | D | |
| Common Shares | Aug 2, 2017 | M | 12,863 | $34.49 | A | 125,528 | D | |
| Common Shares | Aug 2, 2017 | M | 2,563 | $35.90 | A | 128,091 | D | |
| Common SharesF1 | Aug 2, 2017 | S | 126,190 | $80.0879 | D | 1,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $35.90 | Aug 2, 2017 | M | 2,563 | D | — | Jun 7, 2021 | Common Shares | 2,563 | 0 | D |
| Stock Option (Right to Buy)F3 | $34.05 | Aug 2, 2017 | M | 58,950 | D | — | Nov 12, 2022 | Common Shares | 58,950 | 0 | D |
| Stock Option (Right to Buy)F4 | $34.49 | Aug 2, 2017 | M | 12,863 | D | — | Nov 14, 2021 | Common Shares | 12,863 | 0 | D |
| Stock Option (Right to Buy)F5 | $51.61 | Aug 2, 2017 | M | 38,850 | D | — | Nov 14, 2023 | Common Shares | 38,850 | 12,950 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on August 2, 2017. The range of prices for the transactions is from $80.00 to $80.33 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.