SEC Form 4 · accession 0001225208-17-013108
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 1, 2017 | M | 186,033 | $34.49 | A | 504,884 | D | |
| Common SharesF2 | Aug 1, 2017 | S | 29,126 | $80.3582 | D | 475,758 | D | |
| Common SharesF3 | Aug 1, 2017 | S | 156,907 | $79.6414 | D | 318,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $34.49 | Aug 1, 2017 | M | 186,033 | D | — | Nov 14, 2021 | Common Shares | 186,033 | 186,033 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.
- F2The reported price is the weighted average price for the transactions on August 1, 2017. The range of prices for the transaction is from $80.18 to $80.75 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reported price is the weighted average price for the transactions on August 1, 2017. The range of prices for the transaction is from $79.19 to $80.17 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.