SEC Form 4 · accession 0001225208-17-010770
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 2, 2017 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 1, 2017 | M | 131,875 | $33.73 | A | 450,694 | D | |
| Common SharesF2 | Jun 1, 2017 | S | 24,166 | $79.8651 | D | 426,528 | D | |
| Common SharesF3 | Jun 1, 2017 | S | 107,709 | $79.5205 | D | 318,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $33.73 | Jun 1, 2017 | M | 131,875 | D | — | Nov 8, 2020 | Common Shares | 131,875 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016.
- F2The reported price is the weighted average price for the transactions on June 1, 2017. The range of prices for the transaction is from $79.80 to $79.94 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reported price is the weighted average price for the transactions on June 1, 2017. The range of prices for the transaction is from $78.80 to $79.79 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.