SEC Form 4 · accession 0001225208-17-008762
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ott
Officer — Sr VP & Corporate Controller
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 1, 2017 | M | 12,300 | $24.60 | A | 23,271 | D | |
| Common Shares | May 1, 2017 | M | 100 | $33.73 | A | 23,371 | D | |
| Common SharesF1 | May 1, 2017 | S | 12,400 | $76.7917 | D | 10,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $33.73 | May 1, 2017 | M | 100 | D | — | Nov 8, 2020 | Common Shares | 100 | 31,400 | D |
| Stock Option (Right to Buy)F3 | $24.60 | May 1, 2017 | M | 12,300 | D | — | Nov 17, 2019 | Common Shares | 12,300 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on May 1, 2017. The range of prices for the transaction is from $76.7050 to $77.01 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of November 17, 2009.