SEC Form 4 · accession 0001225208-17-002927
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence R Curtin
Officer — President & Director · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 10, 2017 | M | 125,000 | $33.73 | A | 165,181 | D | |
| Common Shares | Feb 10, 2017 | M | 25,000 | $34.49 | A | 190,181 | D | |
| Common SharesF1 | Feb 10, 2017 | S | 150,000 | $75.0252 | D | 40,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $33.73 | Feb 10, 2017 | M | 125,000 | D | — | Nov 8, 2020 | Common Shares | 125,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $34.49 | Feb 10, 2017 | M | 25,000 | D | — | Nov 14, 2021 | Common Shares | 25,000 | 142,450 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on February 10, 2017. The range of prices for the transaction is from $75.00 to $75.3250 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.