SEC Form 4 · accession 0001225208-17-002397
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Resch
Officer — Sr VP & Chief Tax Officer
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 3, 2017 | M | 19,800 | $39.97 | A | 48,788 | D | |
| Common Shares | Feb 3, 2017 | M | 15,750 | $33.73 | A | 64,538 | D | |
| Common SharesF1 | Feb 3, 2017 | S | 35,550 | $74.7583 | D | 28,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $39.97 | Feb 3, 2017 | M | 19,800 | D | — | Jul 1, 2017 | Common Shares | 19,800 | 0 | D |
| Stock Option (Right to Buy)F3 | $33.73 | Feb 3, 2017 | M | 15,750 | D | — | Nov 8, 2020 | Common Shares | 15,750 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on February 3, 2017. The range of prices for the transaction is from $74.75 to $74.91 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, July 2, 2007.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.