SEC Form 4 · accession 0001225208-17-002008
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Wainwright
Officer — Pres., Channel & Customer Exp.
Period of report
Jan 30, 2017
Accepted (ET)
Jan 30, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 30, 2017 | M | 25,200 | $34.05 | A | 65,018 | D | |
| Common Shares | Jan 30, 2017 | M | 17,938 | $34.49 | A | 82,956 | D | |
| Common SharesF1 | Jan 30, 2017 | S | 43,138 | $73.8146 | D | 39,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $34.05 | Jan 30, 2017 | M | 25,200 | D | — | Nov 12, 2022 | Common Shares | 25,200 | 0 | D |
| Stock Option (Right to Buy)F3 | $34.49 | Jan 30, 2017 | M | 17,938 | D | — | Nov 14, 2021 | Common Shares | 17,938 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on January 30, 2017. The range of prices for the transaction is from $73.77 to $73.96 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.