SEC Form 4 · accession 0001225208-16-043314

TE Connectivity plc · TEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & COO

Period of report

Dec 13, 2016

Accepted (ET)

Dec 15, 2016 · 4:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001385157

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F2	Dec 13, 2016	M	21,533	$0.00	A	64,636	D
Common Shares	Dec 13, 2016	F	10,295	$71.365	D	54,341	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Units^F4,F3	$0.00	Dec 13, 2016	A	8,459	A	—	—	Common Shares	8,459	26,724	D
Performance Stock Units^F3,F5	$0.00	Dec 13, 2016	A	6,545	A	—	—	Common Shares	6,545	33,269	D
Performance Stock Units^F2,F1,F6	$0.00	Dec 13, 2016	M	21,533	D	—	—	Common Shares	21,533	11,736	D

F1Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
F2Not Applicable
F3Conversion is 1-for-1.
F4Includes 7,096 performance stock units issued and an additional 1,363 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.
F5Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.
F6Date Exercisable: December 13, 2016