SEC Form 4 · accession 0001225208-16-041867
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Shaddock
Officer — EVP & Chief Technology Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 14, 2016 | M | 1,770 | $0.00 | A | 40,593 | D | |
| Common Shares | Nov 14, 2016 | F | 817 | $66.975 | D | 39,776 | D | |
| Common Shares | Nov 15, 2016 | M | 20,000 | $33.73 | A | 59,776 | D | |
| Common Shares | Nov 15, 2016 | M | 5,000 | $34.49 | A | 64,776 | D | |
| Common SharesF3 | Nov 15, 2016 | S | 25,000 | $67.1097 | D | 39,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 14, 2016 | M | 1,770 | D | — | — | Common Shares | 1,770 | 26,721 | D |
| Stock Option (Right to Buy)F5 | $33.73 | Nov 15, 2016 | M | 20,000 | D | — | Nov 8, 2020 | Common Shares | 20,000 | 0 | D |
| Stock Option (Right to Buy)F6 | $34.49 | Nov 15, 2016 | M | 5,000 | D | — | Nov 14, 2021 | Common Shares | 5,000 | 82,700 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 15, 2016. The range of prices for the transaction is from $67.10 to $67.145 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 14, 2016
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.
- F6Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.