SEC Form 4 · accession 0001225208-16-041860
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Merkt
Officer — President, Transportation Sol.
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 14, 2016 | M | 1,717 | $0.00 | A | 6,980 | D | |
| Common Shares | Nov 14, 2016 | F | 800 | $66.975 | D | 6,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Nov 14, 2016 | M | 1,717 | D | — | — | Common Shares | 1,717 | 34,003 | D |
| Stock Option (Right to Buy)F4 | $66.74 | Nov 14, 2016 | A | 87,450 | A | — | Nov 14, 2026 | Common Shares | 87,450 | 87,450 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Date Exercisable: November 14, 2016
- F4Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.