SEC Form 4 · accession 0001225208-16-041787
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin N Rock
Officer — President, Industrial Solution
Period of report
Nov 12, 2016
Accepted (ET)
Nov 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 12, 2016 | M | 819 | $0.00 | A | 14,437 | D | |
| Common Shares | Nov 12, 2016 | F | 384 | $66.57 | D | 14,053 | D | |
| Common Shares | holding | — | — | — | 18,676 | I | By family trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Nov 12, 2016 | M | 819 | D | — | — | Common Shares | 819 | 2,976 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Date Exercisable: November 12, 2016