SEC Form 4 · accession 0001225208-16-041779
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Donahue
Officer — EVP & COO
Period of report
Nov 12, 2016
Accepted (ET)
Nov 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 12, 2016 | M | 3,771 | $0.00 | A | 43,694 | D | |
| Common Shares | Nov 12, 2016 | F | 1,804 | $66.57 | D | 41,890 | D | |
| Common Shares | Nov 14, 2016 | M | 32,188 | $34.05 | A | 74,078 | D | |
| Common SharesF3 | Nov 14, 2016 | S | 32,188 | $66.9028 | D | 41,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 12, 2016 | M | 3,771 | D | — | — | Common Shares | 3,771 | 23,362 | D |
| Stock Option (Right to Buy)F5 | $34.05 | Nov 14, 2016 | M | 32,188 | D | — | Nov 12, 2022 | Common Shares | 32,188 | 0 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 14, 2016. The range of prices for the transaction is from $66.48 to $67.21 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 12, 2016
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.