SEC Form 4 · accession 0001225208-16-041778
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence R Curtin
Officer — President & Director · Director
Period of report
Nov 12, 2016
Accepted (ET)
Nov 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 12, 2016 | M | 3,771 | $0.00 | A | 43,952 | D | |
| Common Shares | Nov 12, 2016 | F | 1,740 | $66.57 | D | 42,212 | D | |
| Common Shares | Nov 14, 2016 | S | 2,031 | $66.754 | D | 40,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 12, 2016 | M | 3,771 | D | — | — | Common Shares | 3,771 | 10,674 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2016.
- F4Date Exercisable: November 12, 2016