SEC Form 4 · accession 0001225208-16-041579
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Shaddock
Officer — EVP & Chief Technology Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 9, 2016 | M | 4,010 | $0.00 | A | 38,484 | D | |
| Common Shares | Nov 9, 2016 | F | 1,849 | $64.835 | D | 36,635 | D | |
| Common SharesF2 | Nov 10, 2016 | M | 1,604 | $0.00 | A | 38,239 | D | |
| Common Shares | Nov 10, 2016 | F | 740 | $66.775 | D | 37,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | $0.00 | Nov 9, 2016 | M | 4,010 | D | — | — | Common Shares | 4,010 | 32,554 | D |
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 10, 2016 | M | 1,604 | D | — | — | Common Shares | 1,604 | 30,950 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Date Exercisable: November 9, 2016.
- F4Date Exercisable: November 10, 2016