SEC Form 4 · accession 0001225208-16-041573
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Merkt
Officer — President, Transportation Sol.
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 10, 2016 | M | 1,648 | $0.00 | A | 14,717 | D | |
| Common Shares | Nov 10, 2016 | F | 768 | $66.775 | D | 13,949 | D | |
| Common SharesF3 | Nov 10, 2016 | S | 10,000 | $66.6427 | D | 3,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 10, 2016 | M | 1,648 | D | — | — | Common Shares | 1,648 | 38,179 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 10, 2016. The range of prices for the transaction is from $66.621 to $66.681 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 10, 2016