SEC Form 4 · accession 0001225208-16-037915
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Shaddock
Officer — EVP & Chief Technology Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 15, 2016 | M | 11,800 | $33.73 | A | 46,274 | D | |
| Common SharesF1 | Aug 15, 2016 | S | 11,800 | $61.2523 | D | 34,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $33.73 | Aug 15, 2016 | M | 11,800 | D | — | Nov 8, 2020 | Common Shares | 11,800 | 30,000 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on August 15, 2016. The range of prices for the transaction is from $61.25 to $61.275 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.