SEC Form 4 · accession 0001225208-16-028640
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W. Hau
Officer — EVP & Chief Financial Officer
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 6:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 29, 2016 | M | 28,950 | $51.61 | A | 75,033 | D | |
| Common SharesF1 | Feb 29, 2016 | S | 7,500 | $57.5448 | D | 67,533 | D | |
| Common SharesF2 | Feb 29, 2016 | S | 28,950 | $57.5726 | D | 38,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $51.61 | Feb 29, 2016 | M | 28,950 | D | — | Nov 14, 2023 | Common Shares | 28,950 | 28,950 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on February 29, 2016. The range of prices for the transaction is from $57.54 to $57.58 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The reported price is the weighted average price for the transactions on February 29, 2016. The range of prices for the transaction is from $57.56 to $57.65 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.