SEC Form 4 · accession 0001225208-15-021431
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Wainwright
Officer — Pres., Channel & Customer Exp.
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 24, 2015 | M | 6,850 | $51.61 | A | 45,720 | D | |
| Common SharesF1 | Nov 24, 2015 | S | 6,850 | $67.4202 | D | 38,870 | D | |
| Common Shares | Nov 24, 2015 | S | 11,640 | $67.42 | D | 27,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $51.61 | Nov 24, 2015 | M | 6,850 | D | — | Nov 14, 2023 | Common Shares | 6,850 | 20,550 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 24, 2015. The range of prices for the transaction is from $67.42 to $67.4235 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.