SEC Form 4 · accession 0001225208-15-021348
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O'Toole
Officer — President, Communications Sol.
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 23, 2015 | M | 22,850 | $51.61 | A | 31,393 | D | |
| Common Shares | Nov 23, 2015 | M | 20,987 | $34.05 | A | 52,380 | D | |
| Common Shares | Nov 23, 2015 | M | 19,938 | $34.49 | A | 72,318 | D | |
| Common Shares | Nov 23, 2015 | M | 2,563 | $35.90 | A | 74,881 | D | |
| Common SharesF1 | Nov 23, 2015 | S | 4,770 | $67.9307 | D | 70,111 | D | |
| Common SharesF2 | Nov 23, 2015 | S | 66,338 | $67.2339 | D | 3,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.90 | Nov 23, 2015 | M | 2,563 | D | — | Jun 7, 2021 | Common Shares | 2,563 | 0 | D |
| Stock Option (Right to Buy)F4 | $34.05 | Nov 23, 2015 | M | 20,987 | D | — | Nov 12, 2022 | Common Shares | 20,987 | 20,988 | D |
| Stock Option (Right to Buy)F5 | $34.49 | Nov 23, 2015 | M | 19,938 | D | — | Nov 14, 2021 | Common Shares | 19,938 | 0 | D |
| Stock Option (Right to Buy)F6 | $51.61 | Nov 23, 2015 | M | 22,850 | D | — | Nov 14, 2023 | Common Shares | 22,850 | 22,850 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 23, 2015. The range of prices for the transaction is from $67.9169 to $67.931 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The reported price is the weighted average price for the transactions on November 23, 2015. The range of prices for the transaction is from $67.05 to $67.901 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.
- F6Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.