SEC Form 4 · accession 0001225208-15-021059
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Donahue
Officer — EVP & COO
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 17, 2015 | M | 39,863 | $34.49 | A | 71,673 | D | |
| Common Shares | Nov 17, 2015 | M | 32,187 | $34.05 | A | 103,860 | D | |
| Common SharesF1 | Nov 17, 2015 | S | 72,050 | $65.463 | D | 31,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $34.05 | Nov 17, 2015 | M | 32,187 | D | — | Nov 12, 2022 | Common Shares | 32,187 | 32,188 | D |
| Stock Option (Right to Buy)F3 | $34.49 | Nov 17, 2015 | M | 39,863 | D | — | Nov 14, 2021 | Common Shares | 39,863 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 17, 2015. The range of prices for the transaction is from $65.20 to $65.70 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.