SEC Form 4 · accession 0001225208-15-020904
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence R Curtin
Officer — President
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 12, 2015 | M | 3,686 | $0.00 | A | 43,867 | D | |
| Common Shares | Nov 12, 2015 | F | 1,700 | $65.6325 | D | 42,167 | D | |
| Common SharesF4 | Nov 13, 2015 | S | 1,986 | $64.9312 | D | 40,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F5 | $0.00 | Nov 12, 2015 | M | 3,686 | D | — | — | Common Shares | 3,686 | 23,983 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2015.
- F4The reported price is the weighted average price for the transactions on November 13, 2015. The range of prices for the transaction is from $64.57 to $65.19 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Date Exercisable: November 12, 2015