SEC Form 4 · accession 0001225208-15-020772
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ott
Officer — Sr VP & Corporate Controller
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 10, 2015 | M | 357 | $0.00 | A | 15,412 | D | |
| Common Shares | Nov 10, 2015 | F | 166 | $65.50 | D | 15,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $65.95 | Nov 9, 2015 | A | 15,850 | A | — | Nov 9, 2025 | Common Shares | 15,850 | 15,850 | D |
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 10, 2015 | M | 357 | D | — | — | Common Shares | 357 | 4,434 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
- F4Date Exercisable: November 10, 2015