SEC Form 4 · accession 0001225208-15-020762
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Shaddock
Officer — EVP & Chief Technology Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 10, 2015 | M | 1,567 | $0.00 | A | 20,137 | D | |
| Common Shares | Nov 10, 2015 | F | 723 | $65.50 | D | 19,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Nov 9, 2015 | A | 3,920 | A | — | — | Common Shares | 3,920 | 44,016 | D |
| Restricted Stock UnitsF2,F1,F5 | $0.00 | Nov 10, 2015 | M | 1,567 | D | — | — | Common Shares | 1,567 | 42,449 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Conversion is 1-for-1.
- F4Subject to acceleration upon certain events, the restricted stock units vest on November 9, 2016, receive dividend equivalent units and convert to common shares upon vesting.
- F5Date Exercisable: November 10, 2015