SEC Form 4 · accession 0001225208-15-020339
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Donahue
Officer — EVP & COO
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 3, 2015 | M | 39,862 | $34.49 | A | 65,040 | D | |
| Common Shares | Nov 3, 2015 | M | 13,650 | $35.90 | A | 78,690 | D | |
| Common SharesF1 | Nov 3, 2015 | S | 53,512 | $65.564 | D | 25,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $35.90 | Nov 3, 2015 | M | 13,650 | D | — | Jun 7, 2021 | Common Shares | 13,650 | 0 | D |
| Stock Option (Right to Buy)F3 | $34.49 | Nov 3, 2015 | M | 39,862 | D | — | Nov 14, 2021 | Common Shares | 39,862 | 39,863 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 3, 2015. The range of prices for the transaction is from $65.31 to $65.76 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.