SEC Form 4 · accession 0001225208-15-020338
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Shaddock
Officer — EVP & Chief Technology Officer
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 3, 2015 | M | 16,950 | $33.73 | A | 35,520 | D | |
| Common Shares | Nov 3, 2015 | M | 13,050 | $29.15 | A | 48,570 | D | |
| Common SharesF1 | Nov 3, 2015 | S | 30,000 | $65.783 | D | 18,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.15 | Nov 3, 2015 | M | 13,050 | D | — | Sep 21, 2018 | Common Shares | 13,050 | 0 | D |
| Stock Option (Right to Buy)F3 | $33.73 | Nov 3, 2015 | M | 16,950 | D | — | Nov 8, 2020 | Common Shares | 16,950 | 61,800 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 3, 2015. The range of prices for the transaction is from $65.771 to $65.811 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, September 22, 2008.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.