SEC Form 4 · accession 0001225208-15-020337
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane A Leipold
Officer — Sr VP, Global Human Resources
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 3, 2015 | M | 27,307 | $24.60 | A | 44,517 | D | |
| Common Shares | Nov 3, 2015 | M | 23,622 | $39.97 | A | 68,139 | D | |
| Common SharesF1 | Nov 3, 2015 | S | 50,929 | $65.838 | D | 17,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $39.97 | Nov 3, 2015 | M | 23,622 | D | — | Jul 1, 2017 | Common Shares | 23,622 | 0 | D |
| Stock Option (Right to Buy)F3 | $24.60 | Nov 3, 2015 | M | 27,307 | D | — | Nov 17, 2019 | Common Shares | 27,307 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on November 3, 2015. The range of prices for the transaction is from $65.775 to $65.94 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, July 2, 2007.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of November 17, 2009.