SEC Form 4 · accession 0001225208-15-019484
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Chairman & CEO · Director
Period of report
Oct 12, 2015
Accepted (ET)
Oct 13, 2015 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 12, 2015 | M | 54,067 | $35.0257 | A | 386,706 | D | |
| Common SharesF2 | Oct 12, 2015 | S | 54,067 | $61.7685 | D | 332,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.0257 | Oct 12, 2015 | M | 54,067 | D | — | Nov 20, 2016 | Common Shares | 54,067 | 108,135 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2015.
- F2The reported price is the weighted average price for the transactions on October 12, 2015. The range of prices for the transaction is from $61.61 to $61.90 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 21, 2006.