SEC Form 4 · accession 0001225208-15-016675
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Chairman & CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 10, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 29, 2015 | G | 20,000 | $0.00 | D | 332,606 | D | |
| Common Shares | Aug 10, 2015 | M | 53,358 | $14.56 | A | 385,964 | D | |
| Common SharesF2 | Aug 10, 2015 | S | 53,358 | $62.8774 | D | 332,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.56 | Aug 10, 2015 | M | 53,358 | D | — | Nov 17, 2018 | Common Shares | 53,358 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2015.
- F2The reported price is the weighted average price for the transactions on August 10, 2015. The range of prices for the transaction is from $62.31 to $63.11 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 18, 2008.