SEC Form 4 · accession 0001225208-15-013018
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Resch
Officer — Sr VP & Chief Tax Officer
Period of report
May 29, 2015
Accepted (ET)
Jun 1, 2015 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 29, 2015 | M | 19,800 | $39.97 | A | 42,012 | D | |
| Common Shares | May 29, 2015 | M | 13,668 | $35.0257 | A | 55,680 | D | |
| Common SharesF1 | May 29, 2015 | S | 33,468 | $69.1009 | D | 22,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $39.97 | May 29, 2015 | M | 19,800 | D | — | Jul 1, 2017 | Common Shares | 19,800 | 19,800 | D |
| Stock Option (Right to Buy)F3 | $35.0257 | May 29, 2015 | M | 13,668 | D | — | Nov 20, 2016 | Common Shares | 13,668 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on May 29, 2015. The range of prices for the transaction is from $69.10 to $69.13 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, July 2, 2007.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 21, 2006.