SEC Form 4 · accession 0001225208-15-007424
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin N Rock
Officer — President, Industrial Solution
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Mar 9, 2015 | A | 1,120 | A | — | — | Common Shares | 1,120 | 15,444 | D |
| Stock Option (Right to Buy)F3 | $72.13 | Mar 9, 2015 | A | 10,800 | A | — | Mar 8, 2025 | Common Shares | 10,800 | 10,800 | D |
Explanation of responses
- F1Conversion is 1-for-1.
- F2Subject to acceleration upon certain events, the restricted stock units vest in equal installments on each of the first, second, third and fourth anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting.
- F3Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.