SEC Form 4 · accession 0001225208-15-002954
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O'Toole
Officer — President, Consumer Solutions
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 3, 2015 | M | 41,975 | $34.05 | A | 53,577 | D | |
| Common Shares | Feb 3, 2015 | M | 39,875 | $34.49 | A | 93,452 | D | |
| Common Shares | Feb 3, 2015 | M | 7,725 | $33.73 | A | 101,177 | D | |
| Common Shares | Feb 3, 2015 | M | 7,687 | $35.90 | A | 108,864 | D | |
| Common Shares | Feb 3, 2015 | M | 5,438 | $24.60 | A | 114,302 | D | |
| Common Shares | Feb 3, 2015 | M | 3,963 | $19.09 | A | 118,265 | D | |
| Common SharesF1 | Feb 3, 2015 | S | 6,832 | $67.7092 | D | 111,433 | D | |
| Common SharesF2 | Feb 3, 2015 | S | 106,663 | $67.3931 | D | 4,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.90 | Feb 3, 2015 | M | 7,687 | D | — | Jun 7, 2021 | Common Shares | 7,687 | 2,563 | D |
| Stock Option (Right to Buy)F4 | $19.09 | Feb 3, 2015 | M | 3,963 | D | — | Jun 22, 2019 | Common Shares | 3,963 | 0 | D |
| Stock Option (Right to Buy)F5 | $33.73 | Feb 3, 2015 | M | 7,725 | D | — | Nov 8, 2020 | Common Shares | 7,725 | 0 | D |
| Stock Option (Right to Buy)F6 | $34.05 | Feb 3, 2015 | M | 41,975 | D | — | Nov 12, 2022 | Common Shares | 41,975 | 41,975 | D |
| Stock Option (Right to Buy)F7 | $34.49 | Feb 3, 2015 | M | 39,875 | D | — | Nov 14, 2021 | Common Shares | 39,875 | 19,938 | D |
| Stock Option (Right to Buy)F8 | $24.60 | Feb 3, 2015 | M | 5,438 | D | — | Nov 17, 2019 | Common Shares | 5,438 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on February 3, 2015. The range of prices for the transaction is from $67.70 to $67.741 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The reported price is the weighted average price for the transactions on February 3, 2015. The range of prices for the transaction is from $67.22 to $67.66 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 22, 2009.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.
- F6Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.
- F7Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.
- F8Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 17, 2009.