SEC Form 4 · accession 0001225208-15-002720
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Merkt
Officer — President, Transportation Sol.
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 2, 2015 | M | 38,587 | $34.49 | A | 44,994 | D | |
| Common Shares | Feb 2, 2015 | M | 23,450 | $39.97 | A | 68,444 | D | |
| Common Shares | Feb 2, 2015 | M | 22,500 | $33.73 | A | 90,944 | D | |
| Common Shares | Feb 2, 2015 | M | 19,750 | $24.60 | A | 110,694 | D | |
| Common Shares | Feb 2, 2015 | M | 9,256 | $35.0257 | A | 119,950 | D | |
| Common Shares | Feb 2, 2015 | M | 7,687 | $35.90 | A | 127,637 | D | |
| Common Shares | Feb 2, 2015 | M | 3,275 | $14.11 | A | 130,912 | D | |
| Common Shares | Feb 2, 2015 | S | 1,000 | $65.86 | D | 129,912 | D | |
| Common Shares | Feb 2, 2015 | S | 4,156 | $65.851 | D | 125,756 | D | |
| Common SharesF1 | Feb 2, 2015 | S | 124,505 | $65.3903 | D | 1,251 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $35.90 | Feb 2, 2015 | M | 7,687 | D | — | Jun 7, 2021 | Common Shares | 7,687 | 2,563 | D |
| Stock Option (Right to Buy)F3 | $39.97 | Feb 2, 2015 | M | 23,450 | D | — | Jul 1, 2017 | Common Shares | 23,450 | 0 | D |
| Stock Option (Right to Buy)F4 | $33.73 | Feb 2, 2015 | M | 22,500 | D | — | Nov 8, 2020 | Common Shares | 22,500 | 0 | D |
| Stock Option (Right to Buy)F5 | $34.49 | Feb 2, 2015 | M | 38,587 | D | — | Nov 14, 2021 | Common Shares | 38,587 | 12,863 | D |
| Stock Option (Right to Buy)F6 | $14.11 | Feb 2, 2015 | M | 3,275 | D | — | Nov 17, 2018 | Common Shares | 3,275 | 0 | D |
| Stock Option (Right to Buy)F7 | $24.60 | Feb 2, 2015 | M | 19,750 | D | — | Nov 17, 2019 | Common Shares | 19,750 | 0 | D |
| Stock Option (Right to Buy)F8 | $35.0257 | Feb 2, 2015 | M | 9,256 | D | — | Nov 20, 2016 | Common Shares | 9,256 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average price for the transactions on February 2, 2015. The range of prices for the transaction is from $64.77 to $66.01 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.
- F3Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, July 2, 2007.
- F4Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 8, 2010.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.
- F6Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 17, 2008.
- F7Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 17, 2009.
- F8Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 21, 2006.