SEC Form 4 · accession 0001209191-15-079167

RingCentral, Inc. · RNG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 5, 2015

Accepted (ET)

Nov 9, 2015 · 6:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001384905

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 5, 2015	M	6,730	$13.00	A	6,730	I	See footnote
Class A Common Stock^F1	Nov 5, 2015	M	38,209	$12.30	A	44,939	I	See footnote
Class A Common Stock^F1,F2	Nov 5, 2015	S	44,939	$21.2837	D	0	I	See footnote
Class A Common Stock^F3	holding	—	—		—	11,554	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1,F4	$13.00	Nov 5, 2015	M	6,730	D	—	Sep 26, 2020	Class A Common Stock	6,730	0	I
Stock Option (Right to Buy)^F1,F4	$12.30	Nov 5, 2015	M	38,209	D	—	May 15, 2021	Class A Common Stock	38,209	0	I

F1Pursuant to the policies of Scale Venture Partners III, LP ("Scale Partners") and Scale Venture Management III, LLC ("Scale Management III") and Scale Management LLC ("Scale Management") the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. The stock options were exercised and the underlying shares of Class A Common Stock were sold at the direction of Scale Partners and Scale Management III. Scale Management may be deemed the indirect beneficial owner of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2The shares were sold at prices ranging between $21.22 and $21.445. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The Reporting Person is deemed to hold the reported security for the benefit of Scale Management. Scale Management may be deemed the indirect beneficial owner of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4Fully vested.