SEC Form 4 · accession 0001214659-15-004279
PITOOEY!, INC. · PTOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jun 19, 2014
Accepted (ET)
May 27, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2014 | P | 10,000,000 | $0.0001 | A | 10,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF2,F3 | $0.00 | Jul 18, 2014 | J | 37,500 | A | — | — | Common Stock | 37,500 | 37,500 | D |
| WarrantsF4 | $0.50 | Jul 18, 2014 | J | 75,000 | A | Jul 18, 2014 | Jul 18, 2019 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1On July 18, 2014, the Issuer sold 37,500 shares of Series B Convertible Preferred Stock to the Reporting Person at a price of $0.80 per share. Each share of Series B Convertible Preferred Stock came attached with two Warrants to purchase one share of Common Stock per Warrant at a purchase price of $0.50 per share.
- F2Immediately exercisable upon 61 days prior notice to the Issuer.
- F3The Series B Convertible Preferred Stock do not expire.
- F4Each share of Series B Convertible Preferred Stock came attached with two Warrants to purchase one share of Common Stock per Warrant at a purchase price of $0.50 per share. No additional consideration was paid for the Warrants.