SEC Form 4 · accession 0001078782-18-001175
RING ENERGY, INC. · REI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Benedict Petrelli
Director
Period of report
Oct 11, 2018
Accepted (ET)
Oct 15, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2018 | M | 50,000 | $2.00 | A | 85,000 | D | |
| Common StockF2 | holding | — | — | — | 5,000 | I | IRA of Shonya Petrelli |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3 | $2.00 | Oct 11, 2018 | X | 50,000 | D | — | Dec 1, 2021 | Common Stock | 50,000 | 165,000 | D |
Explanation of responses
- F1Shares acquired in the IRA of Anthony B. Petrelli.
- F2Shares acquired in the IRA of Anthony B. Petrelli's spouse, Shonya Petrelli.
- F3Options vest 20% per year over 5 years.